Broker Check

National Network

It was important for John and Providence Wealth Management LLC to align with a firm that was venerable & innovative. A company that invested heavily in technology & cybersecurity, had no proprietary products, and provided comprehensive investment research and a rigorous due diligence process. These resources would allow us to continue to best serve their client's best interests while providing leading institutional solutions and scale.

As an independent wealth practice, Providence Wealth Management LLC has found that firm, and John is now affiliated with LPL Financial. LPL Financial was formed in 1989 and is the #1 Independent Broker/Dealer in the United States*. LPL serves 19k+ advisors nationally with $1 Trillion+ in Brokerage, Advisory, or Custodied assets. LPL is the #3 Ranked RIA Custodian** in the United States and has a $40 Million dedicated annual budget for cyber security and data privacy to keep you and your data protected. They have main offices nationwide including Boston, MA, San Diego, CA, Fort Mill, SC, and Austin, TX, and are a Fortune 500 company. LPL Financial is a registered investment advisor and national independent broker-dealer.

To learn more about LPL Financial, please visit www.lpl.com.

Data as of December 31, 2021

Fortune 500 ranks U.S. companies based on a review of the prior year's total revenue and factors such as profits after taxes, year-end assets and total stockholders' equity.

*As reported by Financial Planning magazine, June 1996-2021, based on total revenue.

**Cerulli Associates, 2020 U.S. RIA Marketplace Report


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